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UID:20260714T123743Z - 33372@as236a.odoo.com
DTSTART;TZID=+08:20260730T090000
DTEND;TZID=+08:20260730T170000
CREATED:20260714T123743Z
DESCRIPTION:<a href="https://erp.rndigitalstudio.net/event/module-6-prep-co
 urse-2">Module 6 Prep Course</a>\nOVERVIEW Please read the materials in th
 is section carefully before you begin your studies. It details the module 
 objectives\, the outline and the requirements you must fulfil to successfu
 lly complete the examinations. This examination is designed to assess cand
 idates' knowledge and understanding of the rules and regulations governing
  the Malaysian equity market. It is one of the examinations that must be p
 assed by individuals who:intend to apply for a Capital Market Services Rep
 resentative's Licence (CMSRL) to carry on the regulated activity of dealin
 g in securities\; intend to hold the following positions in a firm that ho
 lds a holder of a Capital Markets Services Licence (CMSL)\, for carrying o
 n the business of dealing in securities:Head of OperationsHead of Complian
 ceCompliance Officer\;intend to be employees of registered persons who car
 ry out the capital markets activities as stipulated in Item 1 of Part 1 of
  Schedule 4 of the Capital Markets and Services Act 2007. Candidates are a
 dvised to refer to the Licensing Handbook for detailed information on the 
 combination of examinations required for each regulated activity. REFERENC
 ESStudy Outline & eGuideModule 6: Stock Market Securities Law (Study Outli
 ne) – Click HereModule 6: Stock Market Securities Law (eGuide) – Click
  Here Prescribed Reference MaterialSecurities Commission Act 1993Capital M
 arkets and Services Act 2007Rules of Bursa Malaysia Securities BerhadBursa
  Malaysia Securities Berhad Participating Organisations' Trading ManualRul
 es of Bursa Malaysia Securities Clearing Sdn BhdGuidelines on Prevention o
 f Money Laundering and Terrorism Financing for Reporting Institutions in t
 he Capital MarketGuidelines on Implementation of Targeted Financial Sancti
 ons Relating to Proliferation Financing for Capital Market IntermediariesG
 uidelines on Market Conduct and Business Practices for Stockbrokers and Li
 censed [...]
DTSTAMP:20260714T123743Z
LOCATION:Online via Zoom
SUMMARY:Module 6 Prep Course
X-ALT-DESC;FMTTYPE=text/html:<a href="https://erp.rndigitalstudio.net/event
 /module-6-prep-course-2">Module 6 Prep Course</a>\nOVERVIEW Please read th
 e materials in this section carefully before you begin your studies. It de
 tails the module objectives\, the outline and the requirements you must fu
 lfil to successfully complete the examinations. This examination is design
 ed to assess candidates' knowledge and understanding of the rules and regu
 lations governing the Malaysian equity market. It is one of the examinatio
 ns that must be passed by individuals who:intend to apply for a Capital Ma
 rket Services Representative's Licence (CMSRL) to carry on the regulated a
 ctivity of dealing in securities\; intend to hold the following positions 
 in a firm that holds a holder of a Capital Markets Services Licence (CMSL)
 \, for carrying on the business of dealing in securities:Head of Operation
 sHead of ComplianceCompliance Officer\;intend to be employees of registere
 d persons who carry out the capital markets activities as stipulated in It
 em 1 of Part 1 of Schedule 4 of the Capital Markets and Services Act 2007.
  Candidates are advised to refer to the Licensing Handbook for detailed in
 formation on the combination of examinations required for each regulated a
 ctivity. REFERENCESStudy Outline & eGuideModule 6: Stock Market Securities
  Law (Study Outline) – Click HereModule 6: Stock Market Securities Law (
 eGuide) – Click Here Prescribed Reference MaterialSecurities Commission 
 Act 1993Capital Markets and Services Act 2007Rules of Bursa Malaysia Secur
 ities BerhadBursa Malaysia Securities Berhad Participating Organisations' 
 Trading ManualRules of Bursa Malaysia Securities Clearing Sdn BhdGuideline
 s on Prevention of Money Laundering and Terrorism Financing for Reporting 
 Institutions in the Capital MarketGuidelines on Implementation of Targeted
  Financial Sanctions Relating to Proliferation Financing for Capital Marke
 t IntermediariesGuidelines on Market Conduct and Business Practices for St
 ockbrokers and Licensed [...]
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