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UID:20260717T070504Z - 24066@as236a.odoo.com
DTSTART;TZID=+08:20260730T090000
DTEND;TZID=+08:20260731T170000
CREATED:20260717T070504Z
DESCRIPTION:<a href="https://erp.rndigitalstudio.net/event/stock-market-and
 -securities-law-4">Stock Market and Securities Law</a>\nOVERVIEW Download 
 Brochure Please read the materials in this section carefully before you be
 gin your studies. It details the module objectives\, the outline and the r
 equirements you must fulfil to successfully complete the examinations. Thi
 s examination is designed to assess candidates' knowledge and understandin
 g of the rules and regulations governing the Malaysian equity market. It i
 s one of the examinations that must be passed by individuals who:intend to
  apply for a Capital Market Services Representative's Licence (CMSRL) to c
 arry on the regulated activity of dealing in securities\; intend to hold t
 he following positions in a firm that holds a holder of a Capital Markets 
 Services Licence (CMSL)\, for carrying on the business of dealing in secur
 ities:Head of OperationsHead of ComplianceCompliance Officer\;intend to be
  employees of registered persons who carry out the capital markets activit
 ies as stipulated in Item 1 of Part 1 of Schedule 4 of the Capital Markets
  and Services Act 2007. Candidates are advised to refer to the Licensing H
 andbook for detailed information on the combination of examinations requir
 ed for each regulated activity. REFERENCESStudy Outline & eGuideModule 6: 
 Stock Market Securities Law (Study Outline) – Click HereModule 6: Stock 
 Market Securities Law (eGuide) – Click Here Prescribed Reference Materia
 lSecurities Commission Act 1993Capital Markets and Services Act 2007Rules 
 of Bursa Malaysia Securities BerhadBursa Malaysia Securities Berhad Partic
 ipating Organisations' Trading ManualRules of Bursa Malaysia Securities Cl
 earing Sdn BhdGuidelines on Prevention of Money Laundering and Terrorism F
 inancing for Reporting Institutions in the Capital MarketGuidelines on Imp
 lementation of Targeted Financial Sanctions Relating to Proliferation Fina
 ncing for Capital Market IntermediariesGuidelines on Market Conduct and Bu
 siness Practices for Stockbrokers [...]
DTSTAMP:20260717T070504Z
LOCATION:Online via Zoom
SUMMARY:Stock Market and Securities Law
X-ALT-DESC;FMTTYPE=text/html:<a href="https://erp.rndigitalstudio.net/event
 /stock-market-and-securities-law-4">Stock Market and Securities Law</a>\nO
 VERVIEW Download Brochure Please read the materials in this section carefu
 lly before you begin your studies. It details the module objectives\, the 
 outline and the requirements you must fulfil to successfully complete the 
 examinations. This examination is designed to assess candidates' knowledge
  and understanding of the rules and regulations governing the Malaysian eq
 uity market. It is one of the examinations that must be passed by individu
 als who:intend to apply for a Capital Market Services Representative's Lic
 ence (CMSRL) to carry on the regulated activity of dealing in securities\;
  intend to hold the following positions in a firm that holds a holder of a
  Capital Markets Services Licence (CMSL)\, for carrying on the business of
  dealing in securities:Head of OperationsHead of ComplianceCompliance Offi
 cer\;intend to be employees of registered persons who carry out the capita
 l markets activities as stipulated in Item 1 of Part 1 of Schedule 4 of th
 e Capital Markets and Services Act 2007. Candidates are advised to refer t
 o the Licensing Handbook for detailed information on the combination of ex
 aminations required for each regulated activity. REFERENCESStudy Outline &
  eGuideModule 6: Stock Market Securities Law (Study Outline) – Click Her
 eModule 6: Stock Market Securities Law (eGuide) – Click Here Prescribed 
 Reference MaterialSecurities Commission Act 1993Capital Markets and Servic
 es Act 2007Rules of Bursa Malaysia Securities BerhadBursa Malaysia Securit
 ies Berhad Participating Organisations' Trading ManualRules of Bursa Malay
 sia Securities Clearing Sdn BhdGuidelines on Prevention of Money Launderin
 g and Terrorism Financing for Reporting Institutions in the Capital Market
 Guidelines on Implementation of Targeted Financial Sanctions Relating to P
 roliferation Financing for Capital Market IntermediariesGuidelines on Mark
 et Conduct and Business Practices for Stockbrokers [...]
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